Standards Governing the Establishment of Managed Futures Enterprises Article 16
A futures broker, futures trust enterprise, securities investment trust enterprise, or securities investment consulting enterprise that concurrently operates a managed futures enterprise shall establish an independent department exclusively for that purpose. This provision shall not apply when the enterprise concurrently operating the managed futures enterprise has already established an independent department exclusively responsible for discretionary investment business.When one of the enterprises first named in the preceding paragraph applies to concurrently operate managed futures business, it shall appoint managers and associated persons in accordance with the provisions of Article 10.
中文原文 期貨經理事業設置標準第16條
期貨經紀商、期貨信託事業、證券投資信託事業及證券投資顧問事業兼營期貨經理事業者,應設置獨立專責部門。
但已設置獨立部門專責辦理全權委託業務者,不在此限。
前項所定事業申請兼營期貨經理事業,應依第十條規定配置經理人及業務員。
但已設置獨立部門專責辦理全權委託業務者,不在此限。
前項所定事業申請兼營期貨經理事業,應依第十條規定配置經理人及業務員。