Standards Governing the Establishment of Managed Futures Enterprises Article 15
A futures broker, futures trust enterprise, securities investment trust enterprise, or securities investment consulting enterprise may apply to concurrently operate a managed futures enterprise, except when the former is already operated concurrently by another enterprise.A futures broker or a securities investment consulting enterprise that concurrently operates a managed futures enterprise shall allocate operating capital earmarked for the business of that enterprise in an amount not less than that set out in Article 9, paragraph 1.The operating capital allocated under the preceding paragraph shall be used exclusively for that purpose, and unless otherwise stated in law, may not be used for non- managed futures business or other business.The paid-in capital of a futures broker or a securities investment consulting enterprise that concurrently operates a managed futures enterprise must conform with the following provisions; where its capital is insufficient, the enterprise shall increase its capital:1.The paid-in capital of the futures broker may not be lower than the sum of the minimum amount of operating capital allocated for exclusive purposes pursuant to paragraph 2 and the minimum amount of paid-in capital under Articles 8 and 14 of the Standards Governing the Establishment of Futures Commission Merchants.2.The paid-in capital of the securities investment consulting enterprise may not be lower than the sum of the minimum amount of operating capital allocated for exclusive purposes pursuant to paragraph 2 and the minimum amount of paid-in capital under Article 5 of the Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises.A futures broker or a securities investment consulting enterprise that applies to concurrently operate a managed futures enterprise shall first obtain a business license for the operation of discretionary investment business, approved and issued or renewed by the competent authority.
中文原文 期貨經理事業設置標準第15條
期貨經紀商、期貨信託事業、證券投資信託事業及證券投資顧問事業，除由他業兼營者外，得申請兼營期貨經理事業。
期貨經紀商及證券投資顧問事業兼營期貨經理事業，應指撥專用營運資金；其金額不得低於第九條第一項所定之金額。
前項指撥營運資金應專款經營，除其他法律另有規定外，不得流用於非期貨經理事業之業務及其他業務。
期貨經紀商、證券投資顧問事業兼營期貨經理事業者，其實收資本額應符合下列規定；如有不足時，應辦理增資：
一、期貨經紀商之實收資本額，不得低於按第二項所定最低指撥專用營運資金金額，加計期貨商設置標準第八條及第十四條所定最低實收資本額之合計數。
二、證券投資顧問事業之實收資本額，不得低於按第二項所定最低指撥專用營運資金金額，加計證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第五條所定最低實收資本額之合計數。
證券投資信託事業及證券投資顧問事業申請兼營期貨經理事業，應先取得主管機關所核發或換發經營全權委託投資業務之營業執照。
期貨經紀商及證券投資顧問事業兼營期貨經理事業，應指撥專用營運資金；其金額不得低於第九條第一項所定之金額。
前項指撥營運資金應專款經營，除其他法律另有規定外，不得流用於非期貨經理事業之業務及其他業務。
期貨經紀商、證券投資顧問事業兼營期貨經理事業者，其實收資本額應符合下列規定；如有不足時，應辦理增資：
一、期貨經紀商之實收資本額，不得低於按第二項所定最低指撥專用營運資金金額，加計期貨商設置標準第八條及第十四條所定最低實收資本額之合計數。
二、證券投資顧問事業之實收資本額，不得低於按第二項所定最低指撥專用營運資金金額，加計證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第五條所定最低實收資本額之合計數。
證券投資信託事業及證券投資顧問事業申請兼營期貨經理事業，應先取得主管機關所核發或換發經營全權委託投資業務之營業執照。