Regulations for the Administration of Futures Industry Associations Article 12
Upon any of the following events, a futures industry association shall, in addition to immediately taking appropriate measures, file a report with this Commission for recordation:1. the futures industry association or its operational personnel or a responsible person or associated person of any member becomes involved in litigation or is subject to a litigation judgment because of activities relating to futures trading; or becomes bankrupt or a debtor in a compulsory execution; or any financial institution dishonors its negotiable instruments or refuses to transact with it; or there is a disposition under the Act to dismiss such a person from office.2. measures are taken against a member or a representative thereof for a violation of the Act or other relevant acts or regulations, or the articles of association or regulations of any futures industry association, futures exchange, or futures clearing house.3. occurrence of litigious events arising from the operation of futures trading related business by members.4. addition or withdrawal of members.5. results of the review of financial reports of members.6. resolution of the board of directors.7. such other matters as this Commission may require to be reported.The futures industry association shall report any matter under subparagraphs one to three of the preceding paragraph to this Commission within five days from its knowledge or completion of handling thereof, and report any matters under subparagraphs four to six to this Commission in reports compiled on a monthly basis specifying the results of implementation.
中文原文 期貨業商業同業公會管理規則第12條
期貨業商業同業公會對下列規定情事，除應即為適當處置外，並應申報本會備查：
一、期貨業商業同業公會或其業務人員及會員之負責人或業務員因執行期貨交易相關業務涉訟或受訴訟上之判決、或為破產人或強制執行之債務人、或有金融機構退票或拒絕往來之情事、或依本法應受解除職務之處分者。
二、對會員及會員代表違反本法或其他有關法令、期貨業商業同業公會、期貨交易所或期貨結算機構章程、規則等之處置事項。
三、會員因經營期貨交易相關業務發生訴訟事件。
四、會員入會或退會。
五、會員財務報告之審閱結果。
六、理事會之決議。
七、其他經本會規定應申報之事項。
前項第一款至第三款之事項，應於知悉事實發生或處理完成後五日內，向本會申報；第四款至第六款事項，應將執行結果按月彙報本會。
一、期貨業商業同業公會或其業務人員及會員之負責人或業務員因執行期貨交易相關業務涉訟或受訴訟上之判決、或為破產人或強制執行之債務人、或有金融機構退票或拒絕往來之情事、或依本法應受解除職務之處分者。
二、對會員及會員代表違反本法或其他有關法令、期貨業商業同業公會、期貨交易所或期貨結算機構章程、規則等之處置事項。
三、會員因經營期貨交易相關業務發生訴訟事件。
四、會員入會或退會。
五、會員財務報告之審閱結果。
六、理事會之決議。
七、其他經本會規定應申報之事項。
前項第一款至第三款之事項，應於知悉事實發生或處理完成後五日內，向本會申報；第四款至第六款事項，應將執行結果按月彙報本會。