Regulations Governing Futures Commission Merchants Article 29
The main information in the brokerage contract referred to in the preceding article shall include the following:1. date of account opening;2. name, age, occupation, domicile, telephone number, and ID number of the principal (if the principal is a juristic person, the contract shall include its name, representative, domicile, and government uniform invoice number; if the principal is an overseas compatriot or a foreign national, the contract shall include the ID number issued to the principal by the TWSE or the TAIFEX);3. the method by which the principal is to place brokerage orders with the futures commission merchant, and the method of contact between the parties;4. the method by which the futures commission merchant is to execute orders;5. provisions allowing the futures commission merchant, in the event that it is unable to provide service, to transfer the principal's account to another futures commission merchant;6. provisions governing the method for collection of margins, premiums, and any other payments; the currency in which they are to be collected; and the method of foreign exchange settlement;7. rights to the interest accrued on funds deposited in the principal's margin account;8. provisions governing futures trading commissions and other related fees;9. the principal's obligation to maintain the margin account;10. provisions governing the conditions under which the futures commission merchant may offset the futures position on behalf of the principal, and matters related thereto;11. method and timing of notices requiring the principal to deposit additional equity in the margin account;12. the futures commission merchant's credit investigations on financial status, and the scope of such investigations;13. reporting requirements regarding changes to the principal's basic identifying information;14. matters affecting the rights and interests of the principal for which the futures commission merchant must provide notification to the principal, and the timing of such notification;15. the scope of information and services that the futures commission merchant is required to provide;16. the scope of damage arising from reasons attributable to the other party of the contract, and the manner of handling arbitration and other relevant matters;17. method for handling damages arising from causes not attributable to the fault of either party to the contract;18. settlement of other trading disputes;19. change of terms and conditions of contract;20. rescission of contract; and21. other matters which must be addressed that affect the rights and obligations of the parties.
中文原文 期貨商管理規則第29條
前條所稱受託契約,其主要內容應包括下列事項:
一、開戶日期。
二、委託人之姓名、年齡、職業、住所、電話號碼、身分證統一編號(其為法人者應載明名稱、代表人、住所及營利事業統一編號;其為華僑及外國人者應載明證券交易所或期貨交易所核發之身分編號)。
三、委託人委託期貨商從事期貨交易之方式及雙方聯繫方法。
四、期貨商執行委託之方式。
五、期貨商因故無法執行業務時,得將委託人帳戶移轉至其他期貨商之約定。
六、保證金、權利金或其他款項收付方式、幣別及結匯之約定方式。
七、委託人保證金專戶存款之利息歸屬。
八、期貨交易佣金及其他相關費用之約定事項。
九、委託人維持保證金之義務。
十、期貨商得代為沖銷交易之條件及相關事項之約定。
十一、通知繳交追加保證金之方式及時間。
十二、期貨商為財務狀況之徵信及徵信範圍。
十三、委託人基本資料之異動申報事項。
十四、期貨商就影響委託人權益所應行通知之事項及期間。
十五、期貨商應行提供資訊及服務事項之範圍。
十六、因可歸責於他方契約當事人之事由所致損害之範圍、仲裁及有關事項之處理。
十七、因不可歸責於契約當事人之事由所致損害之處理方式。
十八、其他交易糾紛之處理。
十九、契約條款變更之情事。
二十、契約解除之情事。
二十一、其他與當事人權利義務有關之必要記載事項。
一、開戶日期。
二、委託人之姓名、年齡、職業、住所、電話號碼、身分證統一編號(其為法人者應載明名稱、代表人、住所及營利事業統一編號;其為華僑及外國人者應載明證券交易所或期貨交易所核發之身分編號)。
三、委託人委託期貨商從事期貨交易之方式及雙方聯繫方法。
四、期貨商執行委託之方式。
五、期貨商因故無法執行業務時,得將委託人帳戶移轉至其他期貨商之約定。
六、保證金、權利金或其他款項收付方式、幣別及結匯之約定方式。
七、委託人保證金專戶存款之利息歸屬。
八、期貨交易佣金及其他相關費用之約定事項。
九、委託人維持保證金之義務。
十、期貨商得代為沖銷交易之條件及相關事項之約定。
十一、通知繳交追加保證金之方式及時間。
十二、期貨商為財務狀況之徵信及徵信範圍。
十三、委託人基本資料之異動申報事項。
十四、期貨商就影響委託人權益所應行通知之事項及期間。
十五、期貨商應行提供資訊及服務事項之範圍。
十六、因可歸責於他方契約當事人之事由所致損害之範圍、仲裁及有關事項之處理。
十七、因不可歸責於契約當事人之事由所致損害之處理方式。
十八、其他交易糾紛之處理。
十九、契約條款變更之情事。
二十、契約解除之情事。
二十一、其他與當事人權利義務有關之必要記載事項。