Regulations Governing Futures Commission Merchants Article 29-1

Where a futures commission merchant opens an omnibus account and executes futures trades, the primary content of the brokerage contract shall, in addition to the requirements of the preceding article, include the following matters:1. the obligations of the futures commission merchant and the omnibus account holder or its agent or representative in Taiwan to report to the FSC, the competent authority for foreign exchange, and the TAIFEX;2. the obligation of the omnibus account holder and the individual traders under the omnibus account to comply with the laws and regulations of Taiwan and the Operating Rules of the TAIFEX;The content of reporting under subparagraph 1 of the preceding paragraph includes the following particulars:1. information relating to outward and inward remittances of funds and foreign exchange settlement;2. information on the itemized trades and positions held by individual traders under the omnibus account;3. other information designated by the FSC, the competent authority for foreign exchange, and the TAIFEX.
中文原文 期貨商管理規則第29-1條
期貨商受理開立綜合帳戶從事期貨交易者,其受託契約之主要內容除前條規定外,並應包括下列事項:
一、期貨商、綜合帳戶持有者或其國內代理人或代表人向本會、外匯業務主管機關及期貨交易所申報之義務。
二、綜合帳戶持有人及綜合帳戶下之個別交易人應遵守我國法令及期貨交易所業務規則之義務。
前項第一款之申報內容包括下列事項:
一、資金匯出入及結匯相關資料。
二、綜合帳戶下個別交易人買賣明細及持有部位資料。
三、其他經本會、外匯業務主管機關及期貨交易所指定之資料。

English translation for reference only; the Chinese text prevails. Not legal advice.