Regulations Governing Futures Commission Merchants Article 28

When handling a customer's request to open an account, a futures commission merchant shall provide a brokerage contract and a risk disclosure statement. After the contents of the contract and futures trading procedures are outlined and explained to the customers, the said documents shall be signed or sealed and dated by the customer and kept on file.For the reference of customers, a futures commission merchant shall prepare a written prospectus, which shall include information on futures-related acts and regulations applicable to the merchant's business, and futures exchange rules and regulations regarding total futures trading volume, trading volume reporting thresholds, price fluctuation limits, and other relevant restrictions.In the event of any change to any of the restrictions in connection with trading referred to in the preceding paragraph, the futures commission merchant shall immediately give notice of such change on its public bulletin board.