Regulations Governing Futures Commission Merchants Article 27
In the event that a responsible person, associated person, or other employee of a futures commission merchant engages in futures trading, unless otherwise provided by the FSC such a person may only open an account with the futures commission merchant with which the person is employed, and in so doing shall not use any other person's name.Account openings, orders, and other matters involving the persons referred to in the preceding paragraph shall be handled in accordance with the rules of FSC or FSC-designated institutions.
中文原文 期貨商管理規則第27條
期貨商負責人、業務員或其他從業人員從事期貨交易者,除本會另有規定外,限在所屬期貨商開戶,並不得利用他人名義為之。
期貨商對前項人員之開戶、委託及相關事項,應依本會或本會指定機構規定辦理。
期貨商對前項人員之開戶、委託及相關事項,應依本會或本會指定機構規定辦理。