Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants Article 33

Law:: Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants
Chinese:: 期貨商經營證券交易輔助業務管理規則第33條

Article 2 paragraph 1, Articles 3 through 8, Article 10, Articles 14 through 17, Article 18 paragraph 3, and Articles 19 through 21 of the Regulations Governing Responsible Persons and Associated Persons of Securities Firms apply mutatis mutandis to the responsible persons and associated persons of securities introducing brokers.

中文原文期貨商經營證券交易輔助業務管理規則第33條

證券商負責人與業務人員管理規則第二條第一項、第三條至第八條、第十條、第十四條至第十七條、第十八條第三項及第十九條至第二十一條之規定，於證券交易輔助人之負責人與業務人員準用之。

English translation for reference only; the Chinese text prevails. Not legal advice.