Standards Governing the Establishment of Futures Commission Merchants Article 22
A foreign futures commission merchant applying to the FSC for approval to establish branch offices in the territory of the ROC shall furnish the following documents:1. an application form;2. articles of incorporation, or equivalent documents;3. a business plan stating: business operation principles, the method of risk control, the division of responsibilities among the applicant's internal departments, personnel recruiting and training, a general description of its business facilities, and financial forecasts for the current year and the next year;4. a futures commission merchant business license issued by the futures regulatory authority or equivalent organization of its home jurisdiction;5. documents showing compliance with Article 19 of these Standards;6. a resolution of its board of directors approving the establishment of the branch office in the ROC;7. a list of directors, managers, and shareholders holding 5 percent or more of the shares of the applicant;8. the names, nationalities, and domiciles of directors and other responsible persons;9. the name, nationality, domicile, residence, identity document, and power of attorney of the agent designated for litigious and non-litigious matters in the territory of the ROC;10. the financial report for the most recent period, audited and attested by a certified public accountant;11. the power of attorney for the agent designated to apply for approval and establishment of the branch office;12. a statement by the applicant company attesting that it is willing to provide the FSC with related trading information and records;13. a case check-list form; and14. other documents required by the regulations of the FSC.Appendix 6：Application by Foreign Futures Commission Merchant for Permission to Establish Branch Unit .PDFAppendix 6：Application by Foreign Futures Commission Merchant for Permission to Establish Branch Unit .doc
中文原文 期貨商設置標準第22條
外國期貨商在中華民國境內設置分支機構，應檢具下列書件，向本會申請許可：
一、申請書。
二、公司章程或相當於公司章程之文件。
三、營業計畫書：載明業務經營之原則、風險控管之方式、內部組織分工、人員招募與訓練、場地設備概況及開業當年度與其次年度之財務預測。
四、其本國期貨主管機關或相當機構所核發期貨商營業執照影本。
五、符合第十九條規定之證明文件。
六、董事會對於申請在中華民國設置分支機構之決議錄。
七、董事、經理人及持有股份達股份總額百分之五以上股東名冊。
八、董事及其他負責人之姓名、國籍、住所。
九、在中華民國境內指定之訴訟及非訴訟代理人姓名、國籍、住所、居所、身分證明文件及其授權書。
十、最近期經會計師查核簽證之財務報告。
十一、指定代理人辦理申請許可及設置分支機構所簽發之授權書。
十二、其本公司出具願意提供本會相關交易資訊及紀錄之聲明文件。
十三、案件檢查表。
十四、其他經本會規定應提出之文件。
一、申請書。
二、公司章程或相當於公司章程之文件。
三、營業計畫書：載明業務經營之原則、風險控管之方式、內部組織分工、人員招募與訓練、場地設備概況及開業當年度與其次年度之財務預測。
四、其本國期貨主管機關或相當機構所核發期貨商營業執照影本。
五、符合第十九條規定之證明文件。
六、董事會對於申請在中華民國設置分支機構之決議錄。
七、董事、經理人及持有股份達股份總額百分之五以上股東名冊。
八、董事及其他負責人之姓名、國籍、住所。
九、在中華民國境內指定之訴訟及非訴訟代理人姓名、國籍、住所、居所、身分證明文件及其授權書。
十、最近期經會計師查核簽證之財務報告。
十一、指定代理人辦理申請許可及設置分支機構所簽發之授權書。
十二、其本公司出具願意提供本會相關交易資訊及紀錄之聲明文件。
十三、案件檢查表。
十四、其他經本會規定應提出之文件。