Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Article 3-2
The term "securities institution" as used in these Regulations means securities firms, stock exchanges, the Taipei Exchange, the Taiwan Securities Association, and enterprises operating securities-related services, as referred to in the Securities and Exchange Act. The term "banking institutions" as used in these Regulations means banks as referred to in the Banking Act. The term "insurance institutions" as used in these Regulations means insurance companies as referred to in the Insurance Act. The term "futures institutions" as these Regulations means FCMs, futures exchanges, futures clearing houses, futures industry associations, the Federation of Futures Industry Associations, leverage transaction merchants, and enterprises operating futures-related services, as referred to in the Act.
中文原文 期貨商負責人及業務員管理規則第3-2條
本規則所稱證券機構，係指證券交易法所稱之證券商、證券交易所、證券櫃檯買賣中心、證券商業同業公會及證券服務事業；金融機構，係指銀行法所稱之銀行；保險機構，係指保險法所稱之保險公司；期貨機構，係指本法所稱之期貨商、期貨交易所、期貨結算機構、期貨商業同業公會、全國期貨商業同業公會聯合會、槓桿交易商及期貨服務事業。