Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Article 12
The associated persons of an FCM who pass pre-service or in-service training shall receive a course completion certificate from the training institution, and the performance evaluation for the training shall be sent to the FCM where such persons are employed as reference for performance evaluation, promotion, and assignment of work. Those who achieve an outstanding evaluation shall be awarded by the FSC or the training institution.
中文原文 期貨商負責人及業務員管理規則第12條
期貨商之業務員,參加職前或在職訓練成績合格者,由訓練機構發給結業證書,並將訓練成績送服務機構作為考績、升遷及工作指派之參考;成績特優者,由本會或訓練機構給予獎勵。