Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Article 10
If a managerial officer or associated person of an FCM takes leave of absence, ceases engaging in business activities, or is absent from his/her post for other reasons, the FCM employing such person shall appoint a deputy with equivalent qualifications to take over the work. Such deputy shall not violate the provisions of Article 7 herein.With respect to the deputation referred to in the preceding paragraph, the FCM shall prepare a special document to record the reason and period of deputation as well as the name and duties of the deputy, to be kept on file for future reference.
中文原文 期貨商負責人及業務員管理規則第10條
期貨商經理人或業務員請假、停止執行業務或其他原因出缺者,所屬期貨商應指派具有與被代理人相當資格條件之人員代理之,該人員並不得違反第七條之規定。
前項之代理,期貨商應設專簿載明代理之事由、期間、代理人及其職務,以供查考。
前項之代理,期貨商應設專簿載明代理之事由、期間、代理人及其職務,以供查考。