Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants Article 9
Where an FCM accepts an order for a brokerage trade, such order shall be handled by a registered qualified associated person. When executing the brokerage trade, such person shall wear a work permit.
中文原文 期貨商負責人及業務員管理規則第9條
期貨商接受委託交易,應由登記合格之業務員承辦之,登記人員執行受託交易,應佩帶工作證。