Regulations Governing Futures Trust Enterprises Article 62
If a dedicated department is required to be established under laws and regulations, in the case of an enterprise in another line of business that concurrently operates a futures trust enterprise, none of the supervisory and associated persons of the duly established department dedicated to such business may conduct any business beyond the scope of business of the dedicated department, nor may their functions be performed on a concurrent basis by any person not registered as a department head or associated person of the dedicated department.In the case of an enterprise in another line of business concurrently operating futures trust business, the provisions of Articles 42, 43, 49, and Article 50, paragraph 2 shall apply mutatis mutandis with respect to its chairperson and general manager, except in the case of a trust enterprise concurrently operating a futures trust enterprise.In the case of an enterprise in another line of business concurrently operating a futures trust enterprise, the department heads and associated persons, except for the chief internal auditor, who engage in any of the business operations specified in Article 4, subparagraphs 1 to 5 shall possess the qualifications set out in these Regulations.In the case of an enterprise in another line of business concurrently operating a futures trust enterprise, the provisions of Article 16, Articles 54 to 57, and Article 59 up to the preceding article, shall apply mutatis mutandis with respect to its responsible persons, except in the case of a trust enterprise concurrently operating a futures trust enterprise.In the case of a trust enterprise concurrently operating a futures trust enterprise, the provisions of Articles 16, 54, 56, 57, and Article 59 up to the preceding article, shall apply mutatis mutandis with respect to its responsible persons.In the case of an enterprise in another line of business concurrently operating a futures trust enterprise, the provisions of Articles 16, 49, Article 50, paragraphs 5 and 6, Articles 51 to 56, and Article 58 up to the preceding article, shall apply mutatis mutandis with respect to the department heads and associated persons who engage in any of the business operations specified in Article 4, subparagraphs 1 to 5.The provisions of this Chapter do not apply with respect to the department heads and associated persons of a securities investment trust enterprise that concurrently operates a futures trust enterprise but that does not issue any futures trust fund; the department heads and associated persons of the enterprise that are required to be registered with the Association, and their qualification requirements, shall be governed by the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises.
中文原文 期貨信託事業管理規則第62條
他業兼營期貨信託事業依法規應設置專責部門者，其專責部門主管及業務人員，不得辦理專責部門以外之業務，或由非登記專責部門主管或業務人員兼辦。
他業兼營期貨信託業務者，除信託業兼營者外，其董事長及總經理準用第四十二條、第四十三條、第四十九條及第五十條第二項規定。
他業兼營期貨信託事業從事第四條第一款至第五款業務之部門主管及業務人員，除內部稽核主管外，應具備本規則所定資格條件。
他業兼營期貨信託事業者，除信託業兼營者外，其負責人準用第十六條、第五十四條至第五十七條及第五十九條至前條規定。
信託業兼營期貨信託事業者，其負責人準用第十六條、第五十四條、第五十六條、第五十七條及第五十九條至前條規定。
他業兼營期貨信託事業從事第四條第一款至第五款業務之部門主管及業務人員，準用第十六條、第四十九條、第五十條第五項、第六項、第五十一條至第五十六條及第五十八條至前條規定。
證券投資信託事業兼營期貨信託事業，而未發行期貨信託基金者，其部門主管及業務人員，不適用本章規定，其應向同業公會辦理登記之部門主管及業務人員及資格條件，依證券投資信託事業負責人與業務人員管理規則規定。
他業兼營期貨信託業務者，除信託業兼營者外，其董事長及總經理準用第四十二條、第四十三條、第四十九條及第五十條第二項規定。
他業兼營期貨信託事業從事第四條第一款至第五款業務之部門主管及業務人員，除內部稽核主管外，應具備本規則所定資格條件。
他業兼營期貨信託事業者，除信託業兼營者外，其負責人準用第十六條、第五十四條至第五十七條及第五十九條至前條規定。
信託業兼營期貨信託事業者，其負責人準用第十六條、第五十四條、第五十六條、第五十七條及第五十九條至前條規定。
他業兼營期貨信託事業從事第四條第一款至第五款業務之部門主管及業務人員，準用第十六條、第四十九條、第五十條第五項、第六項、第五十一條至第五十六條及第五十八條至前條規定。
證券投資信託事業兼營期貨信託事業，而未發行期貨信託基金者，其部門主管及業務人員，不適用本章規定，其應向同業公會辦理登記之部門主管及業務人員及資格條件，依證券投資信託事業負責人與業務人員管理規則規定。