Regulations Governing Futures Trust Enterprises Article 48
With the exception of fund managers and of associated persons who sell shares of futures trust funds, any associated person of a futures trust enterprise who performs any business operations under Article 4, subparagraphs 2 to 4 and 9 shall possess one of the following qualifications:1. Has obtained qualification as a futures trading analyst in accordance with the Regulations Governing Managed Futures Enterprises.2. Has obtained qualification as an associated person of a futures commission merchant in accordance with the provisions of Article 5, subparagraphs 1 to 3 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants.An associated person of a futures trust enterprise who performs the business operations under Article 4 subparagraph 1 or an associated person of a fund distributor who sells shares of a futures trust fund shall possess one of the following qualifications, and be registered as such with the Association:1. Satisfies the qualification requirement under the preceding paragraph.2. Satisfies the qualification requirement under Article 6-1, paragraph 1 of the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises, and passes an examination held by the Association on futures trust laws and regulations.3. Satisfies the qualification requirement under Article 6-1, paragraph 1 of the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises, and has three years or more of experience in selling shares of securities investment trust funds.A sales person of a fund distributor who sells shares of a futures trust fund shall possess sufficient professional knowledge on the futures trust fund he or she sells, and the Association shall adopt self-regulatory rules for the sales activities.
中文原文 期貨信託事業管理規則第48條
期貨信託事業從事第四條第二款至第四款及第九款業務之業務員，除基金經理人外，應具備下列資格條件之一：
一、依期貨經理事業管理規則規定，取得期貨交易分析人員資格者。
二、依期貨商負責人及業務員管理規則第五條第一款至第三款規定，取得期貨商業務員資格者。
期貨信託事業從事第四條第一款之業務員及基金銷售機構辦理期貨信託基金銷售業務之業務人員應具下列資格條件之一，並向同業公會辦理登記：
一、符合前項資格條件者。
二、符合證券投資信託事業負責人與業務人員管理規則第六條之一第一項所定資格條件，且參加同業公會所舉辦期貨信託法規測驗合格者。
三、符合證券投資信託事業負責人與業務人員管理規則第六條之一第一項所定資格條件，且具銷售證券投資信託基金三年以上經驗者。
基金銷售機構銷售人員辦理期貨信託基金銷售業務，應對銷售之期貨信託基金有充分之專業知識，其自律規範由同業公會定之。
一、依期貨經理事業管理規則規定，取得期貨交易分析人員資格者。
二、依期貨商負責人及業務員管理規則第五條第一款至第三款規定，取得期貨商業務員資格者。
期貨信託事業從事第四條第一款之業務員及基金銷售機構辦理期貨信託基金銷售業務之業務人員應具下列資格條件之一，並向同業公會辦理登記：
一、符合前項資格條件者。
二、符合證券投資信託事業負責人與業務人員管理規則第六條之一第一項所定資格條件，且參加同業公會所舉辦期貨信託法規測驗合格者。
三、符合證券投資信託事業負責人與業務人員管理規則第六條之一第一項所定資格條件，且具銷售證券投資信託基金三年以上經驗者。
基金銷售機構銷售人員辦理期貨信託基金銷售業務，應對銷售之期貨信託基金有充分之專業知識，其自律規範由同業公會定之。