Regulations Governing Futures Trust Enterprises Article 31
Rules governing the format, content, preparation, dissemination, regulatory filing, and other relevant aspects of any promotional and advertising materials of futures trust enterprises and their fund distributors, and any amendments thereto, shall be adopted by the Association and reported to the competent authority for recordation.The promotional and advertising materials referred to in the preceding paragraph and related records shall be preserved for 2 years.The competent authority or an institution designated thereby may from time to time sample and inspect the promotional and advertising materials and related records of a futures trust enterprise, and the futures trust enterprise may not refuse or interfere.
中文原文 期貨信託事業管理規則第31條
期貨信託事業及其委任之基金銷售機構之宣傳資料及廣告物,其形式、內容、製作、傳播及申報等相關事項,由同業公會擬訂管理規範,申報主管機關備查;其修正時亦同。
前項宣傳資料、廣告物及相關紀錄應保存二年。
主管機關或其指定機構得隨時抽查期貨信託事業宣傳資料、廣告物及相關紀錄,期貨信託事業不得拒絕或妨礙。
前項宣傳資料、廣告物及相關紀錄應保存二年。
主管機關或其指定機構得隨時抽查期貨信託事業宣傳資料、廣告物及相關紀錄,期貨信託事業不得拒絕或妨礙。