Regulations Governing Futures Trust Enterprises Article 30

Before accepting a customer's request to subscribe for beneficial certificates of a futures trust fund, a futures trust enterprise shall furnish a risk disclosure statement to inform the subscriber of the nature and potential risks of the futures trust fund.The risk disclosure statement referred to in the preceding paragraph shall be signed or sealed and dated by the subscriber, with one copy thereof to be retained by the futures trust enterprise and one copy to be delivered to and kept by the subscriber.If a customer has previous experience of buying shares of another futures trust fund that is similar in nature and source of risk, a futures trust enterprise, if consented to by the customer, need not inform the customer of the nature and potential risks of its futures trust fund as required in paragraph 1, but shall still furnish a risk disclosure statement and retain a copy of the customer's consent letter agreeing to the non-receipt of such information, a risk disclosure statement bearing the signature of the customer, and other relevant evidentiary documentation.