Regulations Governing Futures Trust Enterprises Article 32
A futures trust enterprise may not engage in any of the following conduct in the course of conducting any advertising campaign, public information meeting, or other sales promotion activity:1. Using the fact that a futures trust fund has been approved by the competent authority as publicity as if to verify any subject matter of the application or guarantee the value of beneficial certificates.2. Inducing mistaken belief that the security of the principal amount can be guaranteed or that profit can be guaranteed.3. Offering gifts or other benefits as an inducement to purchase beneficial certificates, provided that this restriction shall not apply where otherwise provided by the competent authority.4. Publicity that exaggerates past performance or advertising that attacks industry competitors.5. Any conduct that is false, deceptive, or could be misleading.6. Conducting any advance publicity, advertising or other promotional activity for a futures trust fund whose offering has not been approved by the competent authority.7. Disseminating information that contravenes any law or regulation or the futures trust agreement, or that otherwise conflicts with any information contained in the prospectus.8. Making forecasts about the performance of a futures trust fund.9. Promoting the sales of a futures trust fund in a way that involves speculation about future trends in the exchange rate of the New Taiwan Dollar.10. Any other conduct prejudicial to the operation of business or to the interests of beneficial owners.If a fund distributor appointed by the futures trust enterprise violates any provision of the preceding paragraph in the course of conducting advertising, a public information meeting, or other sales promotion activity for or on behalf of the fund, the futures trust enterprise and its fund distributor shall bear liability for the violation in accordance with applicable laws and regulations.
中文原文 期貨信託事業管理規則第32條
期貨信託事業為廣告、公開說明會及其他營業促銷活動時，不得有下列行為：
一、藉主管機關對期貨信託基金募集之核准，作為證實申請事項或保證受益憑證價值之宣傳。
二、使人誤信能保證本金之安全或保證獲利者。
三、提供贈品或以其他利益勸誘他人購買受益憑證。
但主管機關另有規定者，不在此限。
四、對於過去之業績作誇大之宣傳或對同業為攻訐之廣告。
五、為虛偽、詐欺或其他足致他人誤信之行為。
六、對未經主管機關核准募集之期貨信託基金，預為宣傳廣告或其他促銷活動。
七、內容違反法令、期貨信託契約或公開說明書內容。
八、為期貨信託基金績效之預測。
九、促銷期貨信託基金，涉及對新臺幣匯率走勢之臆測。
十、其他影響事業經營或受益人權益之事項。
期貨信託事業委任之基金銷售機構從事基金之廣告、公開說明會及其他促銷活動違反前項規定，期貨信託事業及其基金銷售機構應依相關法令負其責任。
一、藉主管機關對期貨信託基金募集之核准，作為證實申請事項或保證受益憑證價值之宣傳。
二、使人誤信能保證本金之安全或保證獲利者。
三、提供贈品或以其他利益勸誘他人購買受益憑證。
但主管機關另有規定者，不在此限。
四、對於過去之業績作誇大之宣傳或對同業為攻訐之廣告。
五、為虛偽、詐欺或其他足致他人誤信之行為。
六、對未經主管機關核准募集之期貨信託基金，預為宣傳廣告或其他促銷活動。
七、內容違反法令、期貨信託契約或公開說明書內容。
八、為期貨信託基金績效之預測。
九、促銷期貨信託基金，涉及對新臺幣匯率走勢之臆測。
十、其他影響事業經營或受益人權益之事項。
期貨信託事業委任之基金銷售機構從事基金之廣告、公開說明會及其他促銷活動違反前項規定，期貨信託事業及其基金銷售機構應依相關法令負其責任。