Standards Governing the Establishment of Futures Trust Enterprises Article 13

With the exception of shareholders meeting the qualification requirements set out in the preceding Article, the sum total of the shares held by any single shareholder of a futures trust enterprise and by the shareholder's related parties and by the shareholder through nominees may not exceed 25% of the total number of the company's issued shares."Related parties" in the preceding paragraph means any party or parties meeting any of the following circumstances:1.If the shareholder is a natural person: the shareholder's spouse, blood relative within the second degree of kinship, or any enterprise of which the shareholder or the shareholder's spouse is a responsible person.2.If the shareholder is a juristic person: any juristic person having a relationship of affiliated enterprise as set out in Chapter VI-I of the Company Act.