Standards Governing the Establishment of Futures Trust Enterprises Article 14
A future trust enterprise shall at least set up a research and analysis department, a finance and accounting department, and an internal audit department.A futures trust enterprise shall allocate a sufficient number of competent managerial officers, department supervisors, and associated persons to meet its managerial needs in light of enterprise size, business conditions, and internal controls. Such personnel shall satisfy the qualification requirements set out in the Regulations Governing Futures Trust Enterprises.
中文原文 期貨信託事業設置標準第14條
期貨信託事業應至少設置研究分析、財務會計及內部稽核部門。
期貨信託事業應依事業規模、業務情況及內部控制之管理需要,配置適足、適任且符合期貨信託事業管理規則所定資格條件之經理人、部門主管及業務員。
期貨信託事業應依事業規模、業務情況及內部控制之管理需要,配置適足、適任且符合期貨信託事業管理規則所定資格條件之經理人、部門主管及業務員。