Futures Trading Act Article 72
When the owners' equity of a futures commission merchant is lower than the designated percentage of the minimum paid-in capital, or its adjusted net capital is lower than the designated ratio of the total customer margin required for the open positions of futures traders, the futures commission merchant shall immediately report the situation to the Competent Authority. The Competent Authority shall order such futures commission merchant to correct the situation within a limited period. If the futures commission merchant fails to make the corrections within the period, the Competent Authority may, depending on the severity of the case, restrict a part of its business or withdraw its permission.The designated percentage, the calculation methodology for the adjusted net capital, the net capital ratio, and the relevant registration and time period for correction referred to in the preceding paragraph shall be prescribed by the Competent Authority.
中文原文 期貨交易法第72條
期貨商之業主權益低於最低實收資本額一定成數，或調整後淨資本額少於期貨交易人未沖銷部位所需之客戶保證金總額之一定比例時，應即向主管機關申報，主管機關應限期令其改善；未如期改善者，主管機關得視情節輕重限制其部分業務或撤銷其許可。
前項成數、調整後淨資本之計算、比例及相關申報、限期改善事宜，由主管機關定之。
前項成數、調整後淨資本之計算、比例及相關申報、限期改善事宜，由主管機關定之。