Regulations Governing Futures Exchanges Article 14
A futures exchange shall provide the following documents at its place of business for review and auditing by the FSC:1. the format of the trading contract of the futures exchange and related documentary evidence reviewed and approved by the FSC.2. related documents concerning the operation of futures trading, surveillance, and the margins and premiums.3. the auditing report and other related documents of the futures exchange concerning the finance and operation of its members or of futures commission merchants.Except as otherwise provided under the Commercial Accounting Law or other relevant laws, the period of safekeeping of the above referred documents shall be set by the futures exchange, and reported to the FSC for review and recordation.
中文原文 期貨交易所管理規則第14條
期貨交易所應於營業處所備置下列文件,供本會調閱查核:
一、期貨交易所交易之契約規格與經本會審查合格之相關證明文件。
二、期貨交易、監視及保證金權利金作業之相關文件。
三、期貨交易所對其會員或期貨商財務業務查核之報告與相關文件。
前項文件之保存年限,除商業會計法及相關法令已有規定者外,期貨交易所應訂定保存期限,並申報本會核備。
一、期貨交易所交易之契約規格與經本會審查合格之相關證明文件。
二、期貨交易、監視及保證金權利金作業之相關文件。
三、期貨交易所對其會員或期貨商財務業務查核之報告與相關文件。
前項文件之保存年限,除商業會計法及相關法令已有規定者外,期貨交易所應訂定保存期限,並申報本會核備。