Agricultural Finance Act Article 47

In any of the following cases, the Agricultural Bank of Taiwan shall be fined no less than two million (2,000,000) and no more than ten million (10,000,000) New Taiwan Dollars:1. Violation of Article 22 or Article 57 of the Banking Act applied in Article 26 hereof;2. Issuing stocks against Paragraph 1 of Article 25 of the Banking Act applied in Article 26 hereof;3. Violation of Paragraph 1 to Paragraph 3 of Article 28 of the Banking Act applied in Article 26 hereof;4. Violation of any restrictions imposed by the central authorities in accordance with Article 33-3 or Article 36 of the Banking Act applied in Article 26 hereof;5. Violation of the notification stipulated by the central authorities in accordance with Article 43 of the Banking Act applied in Article 26 hereof, and fails to correct such behavior within a specified period of time.6. Violation of Article 44-1 of the Banking Act applied in Article 26 hereof, or measures taken by the central authorities according to paragraph 1 of Article 44-2 of the Banking Act applied in Article 26 hereof;7. Failure to set up an internal control or audit mechanism according to Article 45-1 of the Banking Act applied in Article 26 hereof, or fails to put such control or mechanism into practice.In any of the following situations, the credit department shall be fined no less than one hundred and fifty thousand (150,000) and no more than one million eight hundred thousand (1,800,000) New Taiwan Dollars:1. Violation of Article 22 or Article 57 of the Banking Act applied in Article 33 hereof;2. Violation of any restrictions imposed by the central authorities in accordance with Article 33-3 or Article 36 of the Banking Act applied in Article 33 hereof;3. Violation of the notification stipulated by the central authorities in accordance with Article 43 of the Banking Act, and fails to correct such behavior within specified period of time.4. If the ratio of the net value over the risky assets after an annual settlement is lower than the minimum set forth in Article 34, fails to allocate all business surplus to the business reserve for the credit department according to Article 35 hereunder.
中文原文 農業金融法第47條
全國農業金庫有下列情形之一者,處新臺幣二百萬元以上一千萬元以下罰鍰:
一、違反第二十六條準用銀行法第二十二條或第五十七條規定。
二、違反第二十六條準用銀行法第二十五條第一項規定發行股票。
三、違反第二十六條準用銀行法第二十八條第一項至第三項規定。
四、違反中央主管機關依第二十六條準用銀行法第三十三條之三或第三十六條規定所為之限制。
五、違反中央主管機關依第二十六條準用銀行法第四十三條規定所為之通知,未於限期內調整。
六、違反第二十六條準用銀行法第四十四條之一規定或中央主管機關依第二十六條準用銀行法第四十四條之二第一項所為措施。
七、未依第二十六條準用銀行法第四十五條之一規定建立內部控制及稽核制度或未確實執行。
信用部有下列情形之一者,處新臺幣十五萬元以上一百八十萬元以下罰鍰:
一、違反第三十三條準用銀行法第二十二條或第五十七條規定。
二、違反中央主管機關依第三十三條準用銀行法第三十三條之三或第三十六條規定所為之限制。
三、違反中央主管機關依第三十三條準用銀行法第四十三條規定所為之通知,未於限期內調整。
四、年度決算後淨值占風險性資產比率低於第三十四條所定最低比率時,未依第三十五條規定將事業盈餘全數提撥為信用部事業公積。

English translation for reference only; the Chinese text prevails. Not legal advice.