Regulations Governing Anti-Money Laundering and Counter-Terrorism Financing for Notaries Article 4
This English translation was last updated on 2021-01-25, but the Chinese text was amended on 2024-10-28. Later amendments may not be reflected in the translation — please refer to the Chinese text.
A court notary division or a civil notary office shall formulate its essential enforcement points for internal control and audit system based on its risks of probable assistance in ML/TF and business scale, so as to manage and mitigate the risks identified.The essential enforcement pointes under the preceding paragraph shall include the policies, control methods and procedures for anti-money laundering and countering the financing of terrorism (AML/CFT), and shall be approved by senior management.
中文原文 公證人防制洗錢及打擊資恐辦法第4條
法院公證處或民間公證人事務所應依據自身可能協助洗錢或資恐之風險及業務規模，訂定內部控制與稽核制度實施要點，以管理及降低已知風險。
前項要點應包含防制洗錢與打擊資恐之政策、控制方式及程序，並應經高階管理階層核定。
前項要點應包含防制洗錢與打擊資恐之政策、控制方式及程序，並應經高階管理階層核定。