Regulations Governing Foreign Exchange Business of Securities Enterprises Article 55
When DSFs engage in large NTD spot, swap or cross currency swap transactions with customers, they shall transmit relevant data to the Bank’s Foreign Exchange Data Processing System pursuant to the following regulations:1.When a DSF engages in foreign exchange purchase or sale with a company, limited partnership or firm with the amount no less than an equivalent of US$ 1,000,000 or with an individual or association with the amount no less than an equivalent of US$500,000, the DSF shall transmit the data immediately on the contract day after verifying relevant supporting documents.2.When a DSF engages in a NTD swap or cross currency swap transaction with a customer with the amount no less than an equivalent of US$1,000,000, the DSF shall transmit the data before 12:00 noon on the next business day following the contract day after verifying the relevant supporting documents.
中文原文 證券業辦理外匯業務管理辦法第55條
外匯證券商受理客戶新臺幣與外幣間即期、換匯或換匯換利大額結匯交易，應依下列規定，將相關資料傳送至本行外匯資料處理系統：
一、外匯證券商受理公司、有限合夥、行號等值一百萬美元以上，或個人、團體等值五十萬美元以上之結購、結售外匯，應確認交易相關證明文件無誤後，於訂約日立即傳送。
二、外匯證券商受理客戶等值一百萬美元以上之新臺幣與外幣間換匯交易及換匯換利交易，應確認交易相關證明文件無誤後，於訂約日之次營業日中午十二時前傳送。
一、外匯證券商受理公司、有限合夥、行號等值一百萬美元以上，或個人、團體等值五十萬美元以上之結購、結售外匯，應確認交易相關證明文件無誤後，於訂約日立即傳送。
二、外匯證券商受理客戶等值一百萬美元以上之新臺幣與外幣間換匯交易及換匯換利交易，應確認交易相關證明文件無誤後，於訂約日之次營業日中午十二時前傳送。