Regulations Governing Foreign Exchange Business of Securities Enterprises Article 54

A DSF shall issue a foreign exchange purchase (sale) memo for foreign exchange receipts and disbursements or transactions involving exchange settlement against NTD from its foreign exchange business and shall issue other transaction certificates if exchange settlement against NTD is not involved, and deliver such memo/certificate to customers or process them in a manner as agreed with the customer.The “purchase (sale) memo or other transaction certificates” mentioned in the preceding paragraph may be made in electronic form.DSFs shall transmit relevant data mentioned in Paragraph 1 hereof and the Daily Foreign Exchange Receipts (Disbursements) Transaction Report of the previous day to the Bank’s Foreign Exchange Data Processing System before 12:00 noon on the following business day.