Regulations Governing Foreign Exchange Business of Securities Enterprises Article 45

When a securities enterprise concurrently conducting trust business that engages in wealth management business by means of non-discretionary or semi-discretionary individually managed money trust, the qualifications of the trustor shall meet the criteria set out in Subparagraph 1 of Point 9 and Subparagraph 1 of Point 10 of the “Operating Directions”.There shall be no transfer of funds between the NTD and foreign currency denominated non-discretionary or semi-discretionary money trust accounts of the same trustor or different trustors.When a securities enterprise concurrently conducting trust business with investments in products involving foreign exchange, such products must be denominated in foreign currency and shall not involve or be linked to NTD exchange rate or NTD interest rate index.
中文原文 證券業辦理外匯業務管理辦法第45條
證券業兼營信託業辦理特定或指定單獨管理運用金錢信託財富管理業務時,其委託人資格,應以作業規範第九點第一款及第十點第一款所定者為限。
同一委託人及不同委託人,其新臺幣與外幣特定或指定金錢信託帳戶間之信託資金,不得相互移轉。
證券業兼營信託業,其信託財產運用於涉及外匯之投資,應以外幣計價商品為限,且不得涉及或連結新臺幣匯率或利率指標。

English translation for reference only; the Chinese text prevails. Not legal advice.