Regulations Governing Foreign Exchange Business of Securities Enterprises Article 33
A securities enterprise that intends to act as a participating dealer for a domestically issued foreign currency denominated ETF to process (on a brokerage basis) or engage in (on a proprietary basis) purchase or redemption of foreign currency denominated ETFs shall apply to the Bank for approval or report to the Bank for record by submitting the following documents before commencement：1. When acting as a participating dealer for a domestically issued foreign currency denominated ETF for the first time, the securities enterprise shall apply to the Bank for approval by submitting documents provided in Article 7 herein, and in addition, the following documents：(1) Qualification approval letter from TWSE;(2) Participation contract of the foreign currency denominated ETF; and(3) A business plan (including the business profile, foreign exchange settlement matters involved in the planning for the foreign currency funds, and hedging arrangements).2. When the securities enterprise subsequently intends to act as a participating dealer for another domestically issued foreign currency denominated ETF, it shall report to the Bank for record before commencement by submitting the documents provided in Items (1) and (2) of the preceding paragraph.
中文原文 證券業辦理外匯業務管理辦法第33條
證券業擔任國內外幣計價ETF之參與證券商，受理（經紀）或從事（自營）申購或買回國內外幣ETF業務，應於開辦前檢附下列書件，向本行申請許可或函報備查：
一、首次擔任國內外幣計價ETF之參與證券商，除備文檢附第七條之書件外，應檢附下列文件，向本行申請許可：
（一）證交所核發之資格許可函。
（二）該檔外幣計價ETF之參與契約。
（三）營業計畫書（包括業務簡介、相關外幣資金規劃所涉結匯事項及避險交易）。
二、嗣後擔任國內他檔外幣計價ETF之參與證券商，僅須於開辦前備文檢附前款第一目及第二目文件，函報本行備查。
一、首次擔任國內外幣計價ETF之參與證券商，除備文檢附第七條之書件外，應檢附下列文件，向本行申請許可：
（一）證交所核發之資格許可函。
（二）該檔外幣計價ETF之參與契約。
（三）營業計畫書（包括業務簡介、相關外幣資金規劃所涉結匯事項及避險交易）。
二、嗣後擔任國內他檔外幣計價ETF之參與證券商，僅須於開辦前備文檢附前款第一目及第二目文件，函報本行備查。