Regulations Governing Foreign Exchange Business of Securities Enterprises Article 20
Securities enterprises that have obtained the qualification to underwrite domestic bonds may also offer financial planning, evaluation and consulting services relating to foreign currency denominated international bonds in accordance with the following rules without making an application:1.The securities enterprise may not engage in underwriting on a firm commitment basis or a standby commitment basis;2.The securities enterprise may not be involved in receipt/payment between the issuer and the investors.3.The securities enterprise may not report the commencement of underwriting foreign currency denominated international bonds business by offering financial planning, evaluation and consulting services relating to foreign currency denominated international bonds.
中文原文 證券業辦理外匯業務管理辦法第20條
證券業已取得國內債券承銷業務資格者，得不經申請逕行辦理募集發行外幣計價國際債券相關之財務規劃、評估及顧問業務，並應依下列規定辦理：
一、不得辦理包銷或餘額包銷。
二、不得涉及發行人與投資人間之款券收付事宜。
三、不得據以函報外幣計價國際債券承銷業務之開辦。
一、不得辦理包銷或餘額包銷。
二、不得涉及發行人與投資人間之款券收付事宜。
三、不得據以函報外幣計價國際債券承銷業務之開辦。