Regulations Governing Foreign Exchange Brokers Article 14

〈Reporting of Business Information〉A foreign exchange broker shall report the daily turnover to the Bank at the end of each business day, and file a monthly report with the Bank at the end of each month. The Bank shall provide, on a quarterly basis, information about the business of foreign exchange brokers to the FSC for reference.A foreign exchange broker shall provide, on a quarterly basis, the roster of its major shareholders and any changes in share ownership to the Bank.In the preceding paragraph, a major shareholder refers to the combined shareholding of a shareholder and its related parties exceeding 10 percent. A related party is defined under Paragraph 2, Article 5 herein.