Financial Consumer Protection Act Article 12-1
With respect to a financial services enterprise that fails to act in accordance with the financial consumer-related regulations in Chapter 2, the competent authority may order it to take corrective action within a specified period of time and may impose the following disciplinary action, depending on the seriousness of the situation:1.Issue a warning.2.Order a whole or partial suspension on the sale of the particular product involved in violation.3.Order the suspension of the financial services enterprise's business in part or in full for up to one year.4.Order the financial services enterprise to suspend its directors, supervisors, managers, or employees from their positions for up to one year.5.Order the financial services enterprise to remove its directors, supervisors, managers, or employees.6.Any other necessary disciplinary action.In cases where a financial services enterprise fails to take the corrective action during the time period set out by the competent authority pursuant to the preceding paragraph, the competent authority may again order it to take corrective action within a specified period of time and impose disciplinary actions pursuant to the preceding paragraph. In cases where the violation is deemed severe, the business license of the offending enterprise may be revoked.
中文原文 金融消費者保護法第12-1條
金融服務業未依第二章有關金融消費者之保護規定辦理者，主管機關得限期令其改正，並得視情節之輕重，為下列處分：
一、警告。
二、停止該金融商品全部或一部之銷售。
三、對金融服務業就其全部或部分業務為一年以下之停業。
四、命令金融服務業停止其董（理）事、監察人、經理人或受僱人一年以下執行職務。
五、命令金融服務業解除其董（理）事、監察人、經理人或受僱人職務。
六、其他必要之處置。
金融服務業未依前項主管機關命令於限期內改正者，主管機關得再限期令其改正，並依前項規定處分；情節重大者，並得廢止其營業許可。
一、警告。
二、停止該金融商品全部或一部之銷售。
三、對金融服務業就其全部或部分業務為一年以下之停業。
四、命令金融服務業停止其董（理）事、監察人、經理人或受僱人一年以下執行職務。
五、命令金融服務業解除其董（理）事、監察人、經理人或受僱人職務。
六、其他必要之處置。
金融服務業未依前項主管機關命令於限期內改正者，主管機關得再限期令其改正，並依前項規定處分；情節重大者，並得廢止其營業許可。