Financial Consumer Protection Act Article 11-2
The initial sale of complex, high-risk products by financial services enterprises shall be reported to and approved by the Board of Directors or the Executive Board of Directors.The types of aforementioned complex, high-risk products shall be defined by the competent authority.In the case of the branch units of foreign financial services enterprises in Taiwan, for the complex, high-risk products in Paragraph 1 and the remuneration system in Paragraph 1 of the previous article, the agreement of the responsible persons in Taiwan should be received.
中文原文 金融消費者保護法第11-2條
金融服務業初次銷售之複雜性高風險商品應報經董(理)事會或常務董(理)事會通過。
前項所定複雜性高風險商品類型,由主管機關定之。
第一項複雜性高風險商品及前條第一項之酬金制度,於外國金融服務業在臺分支機構,應經其在臺負責人同意。
前項所定複雜性高風險商品類型,由主管機關定之。
第一項複雜性高風險商品及前條第一項之酬金制度,於外國金融服務業在臺分支機構,應經其在臺負責人同意。