Regulations Governing Permission of Insurance Business Transactions and Investment Between the Taiwan Area and the Mainland Area Article 36
A Mainland-area insurance enterprise or Mainland-funded insurance enterprise intending to establish a representative office in Taiwan Area shall submit the following documents to the Competent Authority for approval:1. An application form;2. A feasibility study;3. A self-assessment regarding the enterprise’s compliance with laws and regulations and the integrity of its business operations;4. The curriculum vitae of the proposed representative in Taiwan Area and relevant support documents;5. A document issued by the insurance authority at the place of registration approving the establishment of a representative office in Taiwan Area;6. Minutes of the board resolution approving the filing of an application to establish a representative office in Taiwan Area; and7. Such other information or documents as may be required by the Competent Authority.The proposed representative mentioned in the preceding paragraph should have good moral character and professional leadership ability, and is free of the situations set forth in Article 3 of the Regulations Governing Qualification Requirement and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of Insurance Enterprises.Documents mentioned in subparagraphs 4 to 6 in paragraph 1 hereof shall be certified by a notary public or a notarization institution at the enterprise’s place of registration. In addition, documents produced in a third area must be authenticated by a ROC embassy or consulate, representative office, office and/or other agency authorized by the Ministry of Foreign Affairs (collectively referred to as “Overseas Mission” hereunder); documents produced in Mainland Area must be authenticated or verified by an institution set up or designated, or by a private organization entrusted by the Executive Yuan.All documents referred to in paragraph 1 hereof must be attached with a traditional Chinese counterpart.
中文原文 臺灣地區與大陸地區保險業務往來及投資許可管理辦法第36條
大陸地區保險業及陸資保險業申請在臺灣地區設立代表人辦事處者,應檢附下列書件,向主管機關申請許可:
一、申請書。
二、可行性分析。
三、業務經營守法性及健全性自我評估分析。
四、擬指派擔任在臺灣地區之代表人履歷及相關證明文件。
五、登記地主管機關同意其在臺灣地區設立代表人辦事處之文件。
六、董事會對於申請許可在臺灣地區設立代表人辦事處之決議錄。
七、其他主管機關規定應提出之資料或文件。
前項代表人應具備良好之品德操守及專業領導能力,且無保險業負責人應具備資格條件兼職限制及應遵行事項準則第三條所列各款情事。
第一項第四款至第六款規定之書件除須經登記地公證人或公證機構認證外,其屬第三地區製作之書件者,並須經我國駐外使領館、代表處、辦事處、其他外交部授權機構(以下簡稱駐外館處)予以驗證;其屬大陸地區製作之書件者,須經行政院設立或指定之機構或委託之民間團體予以驗證或查證。
第一項各款所定書件,均須附具正體中文本。
一、申請書。
二、可行性分析。
三、業務經營守法性及健全性自我評估分析。
四、擬指派擔任在臺灣地區之代表人履歷及相關證明文件。
五、登記地主管機關同意其在臺灣地區設立代表人辦事處之文件。
六、董事會對於申請許可在臺灣地區設立代表人辦事處之決議錄。
七、其他主管機關規定應提出之資料或文件。
前項代表人應具備良好之品德操守及專業領導能力,且無保險業負責人應具備資格條件兼職限制及應遵行事項準則第三條所列各款情事。
第一項第四款至第六款規定之書件除須經登記地公證人或公證機構認證外,其屬第三地區製作之書件者,並須經我國駐外使領館、代表處、辦事處、其他外交部授權機構(以下簡稱駐外館處)予以驗證;其屬大陸地區製作之書件者,須經行政院設立或指定之機構或委託之民間團體予以驗證或查證。
第一項各款所定書件,均須附具正體中文本。