Regulations Governing Transactions Other Than Loans between Insurance Enterprises and Interested Parties Article 6

Except as provided in paragraph 2, the following transactions need not be included in the aggregate amount of transactions mentioned in these Regulations:1. Transactions related to merger or dealing with a problem insurance enterprises approved by the competent authority;2. Transactions provided in the subparagraphs under Paragraph 3 of Article 4 herein.3. Other transactions approved by the competent authority according to law.The transactions referred to subparagraph 2 of the preceding paragraph,where an insurance enterprise acquires (through investment) or disposes the ETFs issued by an interested party, the amount the ETFs that exceeds 10% of the beneficiary certificates shall be included in the transaction limits prescribed in the preceding article, except as the insurance enterprise acquires or disposes of ETFs issued by an interested party through discretionary investment transactions.If the aggregate amount of transactions taken place before the implementation of these Regulations exceeds the limits prescribed in these Regulations, the insurance enterprise may not make more transactions. However, the preceding provision does not apply to transactions listed in the paragraph 1 and contract renewal with the same counterparty for transactions mentioned in Subparagraphs 4, and 6 ~ 8, Paragraph 1 of Article 3 herein.