Regulations Governing the Review and Management of Insurance Industry Engaging in Insurance Trust Business Article 3
An insurance enterprise intending to engage in insurance trust business shall submit the following documents to the competent authority for approval: 1. Application for Engaging in Insurance Trust Business.2. List of supervisory and managing personnel for the operation and management of insurance trust business and their qualification documents.3. Trust business plan.4. Financial audit report prepared by an internal audit unit.5. Other documentation as required by the competent authority.After an insurance enterprise has applied for and received approval from the competent authority to engage in insurance trust business according to the provisions in the preceding paragraph, the insurance enterprise shall, in three months from the date of approval, submit the following documents to the competent authority for change of business registration and a new business license: 1. A photocopy of the letter of approval for the insurance enterprise to engage in insurance trust business.2. Proof of deposit of indemnity reserve as stipulated in Article 20 herein.3. Other documentation as required by the competent authority.With justified reason, an insurance enterprise may apply for an extension of the deadline specified in the preceding paragraph before it is due. The extension shall not be more than three months and shall be limited to once; if the request for extension is denied, the competent authority may revoke the approval given to the insurance enterprise.
中文原文 保險業經營保險金信託業務審核及管理辦法第3條
保險業經營保險金信託業務，應檢具下列文件向主管機關申請許可：
一、經營保險金信託業務申請書。
二、經營與管理保險金信託業務之督導人員與管理人員名冊與資格證明文件。
三、信託計畫書。
四、內部稽核單位財務查核報告書。
五、其他經主管機關規定應提出之文件。
保險業依前項規定申請主管機關許可經營保險金信託業務後，應自許可之日起三個月內，檢具下列文件，向主管機關辦理變更營業登記及換發營業執照：
一、保險業申請經營保險金信託業務之許可函影本。
二、依第二十條規定繳存賠償準備金之證明。
三、其他經主管機關規定應提出之文件。
前項規定之期限屆滿前，如有正當理由，得申請延展，延展期限不得超過三個月，並以一次為限；未經核准延展者，主管機關得廢止其許可。
一、經營保險金信託業務申請書。
二、經營與管理保險金信託業務之督導人員與管理人員名冊與資格證明文件。
三、信託計畫書。
四、內部稽核單位財務查核報告書。
五、其他經主管機關規定應提出之文件。
保險業依前項規定申請主管機關許可經營保險金信託業務後，應自許可之日起三個月內，檢具下列文件，向主管機關辦理變更營業登記及換發營業執照：
一、保險業申請經營保險金信託業務之許可函影本。
二、依第二十條規定繳存賠償準備金之證明。
三、其他經主管機關規定應提出之文件。
前項規定之期限屆滿前，如有正當理由，得申請延展，延展期限不得超過三個月，並以一次為限；未經核准延展者，主管機關得廢止其許可。