Regulations Governing Qualification Requirement and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of Insurance Enterprises Article 6
The director or supervisor, or its related person, of an insurance enterprise who act concurrently as the director or supervisor of other financial institutions as set forth in Paragraph 3 of Article 4 will be deemed to have a conflict of interest unless the insurance enterprise and the financial institutions have the controlling and subordinate relation as defined in the Company Act or such concurrent appointment is allowed under the provisions of these Regulations.The general manager of an insurance enterprise or its related person who acts concurrently as the director or supervisor of another insurance enterprise will be deemed to have a conflict of interest unless the insurance enterprise and the other insurance enterprise have the controlling and subordinate relation as defined in the Company Act or such concurrent appointment is allowed under the Act or the Financial Holding Company Act.The term “director” or “supervisor” as used in Paragraph 1 shall have the following meanings:1.A juristic person or the natural person designated by such juristic person to exercise the duties.2. A juristic person or the elected natural person who represents such juristic person.3. An elected natural person who does not represent the government, any juristic person or the representative of a juristic person or the government.The term “related person of the director , supervisor, and general manager” as used in the in Paragraph 1 and Paragraph 2 shall mean parties related to the same natural person or juristic person, including:1. Parties related to the same natural person:(1) The spouse and direct relatives of that natural person; or(2) Enterprises in which the natural person and natural persons as referred to in the preceding subparagraph hold more than one third (1/3) of their outstanding voting shares or more than one third of their capital, or enterprises or foundations in which the natural person and natural persons referred to in the preceding subparagraph act as their chairperson, general manager, or directors representing the majority of directors.2. Parties related to the same juristic person:(1) The chairperson of the juristic person and his spouse and direct relatives;(2) Enterprises in which the juristic person and natural persons as referred to in the preceding subparagraph hold more than one third (1/3) of their outstanding voting shares or more than one third of their capital, or enterprises or foundations in which the juristic person and natural persons referred to in the preceding subparagraph act as their chairperson, general manager or directors representing the majority of directors.(3) The affiliates of the juristic person. The term "affiliate" shall be defined under Articles 369-1 through 369-3, Articles 369-9, and 369-11 of the Company Act.Paragraph 1 and the preceding two Paragraphs shall not apply to the government and an insurance enterprise that its shareholding is directly or indirectly 100 percent held by the government. However the representative or the natural person act as the director and supervisor of the juristic person designated by the government and the insurance enterprise, shall not serve any concurrent position in other financial institution unless with the approval of the competent authority.Paragraph 1, Paragraph 3, Paragraph 4 shall not apply to the director or supervisor of an insurance enterprise is the representative or the natural person act as the director and supervisor of the juristic person designated by government and a bank that its shareholding is directly or indirectly 100 percent held by the government.The director, supervisor , and general manager of an insurance enterprise, or their related person has a conflict of interest set out in Paragraph 1 ,Paragraph 2, Paragraph 5, the competent authority shall order the insurance enterprise to make adjustment within a prescribed period of time; the person shall be dismissed when the insurance enterprise fails to adjust within the time period and without justifiable reason.
中文原文 保險業負責人應具備資格條件準則第6條
保險業董（理）事、監察人（監事）本人或其關係人同時擔任第四條第三項所列其他金融機構之董（理）事、監察人（監事），推定有利益衝突之情事。
但保險業與其他金融機構屬公司法所稱控制與從屬關係，或依本準則規定兼任者，不在此限。
保險業總經理本人或其關係人同時擔任其他保險業之董（理）事、監察人（監事）或總經理，推定有利益衝突之情事。
但保險業與其他保險業屬公司法所稱控制與從屬關係者，或依本法或金融控股公司法令規定兼任者，不在此限。
第一項所稱董（理）事、監察人（監事）本人，範圍如下：
一、法人及其指定行使職務之自然人。
二、法人及代表法人當選之自然人代表人。
三、非以政府、法人或其代表人當選之自然人。
第一項及第二項所稱董（理）事、監察人（監事）及總經理本人之關係人，指同一自然人或同一法人之關係人，其範圍如下：
一、同一自然人之關係人：
（一）該自然人之配偶及直系血親。
（二）該自然人與前目之人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
二、同一法人之關係人：
（一）該法人之董事長、其配偶及直系血親。
（二）該法人與前目之自然人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
（三）該法人之關係企業。
關係企業適用公司法第三百六十九條之一至第三百六十九條之三、第三百六十九條之九及第三百六十九條之十一規定。
政府及其直接、間接持有百分之百股份之保險業，不適用第一項及前二項規定。
但其所指派之法人董（理）事、監察人（監事）代表或代表人，除經主管機關核准外，不得兼任其他金融機構任何職務。
保險業董（理）事、監察人（監事）係由政府及其直接、間接持有百分之百股份之銀行擔任及其所指派者，不適用第一項、第三項及第四項規定。
保險業董（理）事、監察人（監事）及總經理本人或其關係人，有第一項、第二項或第五項利益衝突情事時，主管機關得限期命其調整；無正當理由屆期未調整者，應予解任。
但保險業與其他金融機構屬公司法所稱控制與從屬關係，或依本準則規定兼任者，不在此限。
保險業總經理本人或其關係人同時擔任其他保險業之董（理）事、監察人（監事）或總經理，推定有利益衝突之情事。
但保險業與其他保險業屬公司法所稱控制與從屬關係者，或依本法或金融控股公司法令規定兼任者，不在此限。
第一項所稱董（理）事、監察人（監事）本人，範圍如下：
一、法人及其指定行使職務之自然人。
二、法人及代表法人當選之自然人代表人。
三、非以政府、法人或其代表人當選之自然人。
第一項及第二項所稱董（理）事、監察人（監事）及總經理本人之關係人，指同一自然人或同一法人之關係人，其範圍如下：
一、同一自然人之關係人：
（一）該自然人之配偶及直系血親。
（二）該自然人與前目之人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
二、同一法人之關係人：
（一）該法人之董事長、其配偶及直系血親。
（二）該法人與前目之自然人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
（三）該法人之關係企業。
關係企業適用公司法第三百六十九條之一至第三百六十九條之三、第三百六十九條之九及第三百六十九條之十一規定。
政府及其直接、間接持有百分之百股份之保險業，不適用第一項及前二項規定。
但其所指派之法人董（理）事、監察人（監事）代表或代表人，除經主管機關核准外，不得兼任其他金融機構任何職務。
保險業董（理）事、監察人（監事）係由政府及其直接、間接持有百分之百股份之銀行擔任及其所指派者，不適用第一項、第三項及第四項規定。
保險業董（理）事、監察人（監事）及總經理本人或其關係人，有第一項、第二項或第五項利益衝突情事時，主管機關得限期命其調整；無正當理由屆期未調整者，應予解任。