Regulations Governing Implementation of Internal Control and Auditing System of Insurance Enterprises Article 34
An insurance enterprise should, based on its regulatory compliance plan, design the working papers for self-evaluation of regulatory compliance and perform self-evaluation at least semiannually. The self-evaluation results should be sent to the regulatory compliance unit for future reference. The head of a unit should designate a specific staff to carry out the unit's self-evaluation.The working papers and information on the self-evaluation work under the preceding paragraph shall be retained for at least 5 years.
中文原文 保險業內部控制及稽核制度實施辦法第34條
保險業應依據法令遵循計畫，設計相關法令遵循事項自行評估工作底稿據以自行評估，其自行評估頻率每半年至少一次，其辦理結果應送法令遵循單位備查。
各單位辦理自行評估作業，應由該單位主管指定專人辦理。
前項自行評估工作底稿及資料應至少保存五年。
各單位辦理自行評估作業，應由該單位主管指定專人辦理。
前項自行評估工作底稿及資料應至少保存五年。