Regulations Governing Concurrent Conduct of Trust Business by Securities Investment Trust Enterprises, Securities Investment Consulting Enterprises, and Securities Firms Article 3
For the businesses it may engage in under the Securities Investment Trust and Consulting Act, a SITE or SICE may apply to the competent authority for approval to conduct concurrently trust of money and trust of securities businesses and operate its discretionary investment business under a trust.The "certain requirements" mentioned in Paragraph 2, Article 3 of the Act means a SITCE or SICE operating its discretionary investment business under a trust and the initial trust assets it accepts from the trustor for investment must be more than NT$10,000,000 in value; the initial trust assets include the amount of beginning investment and the amount of additional investment in the discretionary account.A securities firm may apply to the competent authority for approval to conduct concurrently trust of money and trust of securities businesses and operate specific types of business provided below:1. Discretionary investment business;2. Wealth management business; and3. Custody and investment of funds on behalf of customers.Where the business mentioned in subparagraph 2 of the preceding paragraph is collective investment trust with designated scope or method of operations, a securities firm shall apply for the establishment of a collective investment trust account.
中文原文 證券投資信託事業證券投資顧問事業證券商兼營信託業務管理辦法第3條
證券投資信託事業及證券投資顧問事業於其依證券投資信託及顧問法得辦理之業務項下，得申請主管機關許可兼營金錢之信託及有價證券之信託，以信託方式經營全權委託投資業務。
本法第三條第二項所稱一定條件，指證券投資信託事業或證券投資顧問事業以信託方式經營全權委託投資業務，其受託投資之原始信託財產須達新臺幣一千萬元以上者；該原始信託財產，包括最初委託及增加委託投資之金額。
證券商得申請主管機關許可兼營金錢之信託及有價證券之信託，辦理下列特定項目：
一、全權委託投資業務。
二、財富管理業務。
三、客戶委託保管及運用其款項業務。
前項第二款業務屬於指定營運範圍或方法之集合管理運用者，證券商應申請設置信託資金集合管理運用帳戶。
本法第三條第二項所稱一定條件，指證券投資信託事業或證券投資顧問事業以信託方式經營全權委託投資業務，其受託投資之原始信託財產須達新臺幣一千萬元以上者；該原始信託財產，包括最初委託及增加委託投資之金額。
證券商得申請主管機關許可兼營金錢之信託及有價證券之信託，辦理下列特定項目：
一、全權委託投資業務。
二、財富管理業務。
三、客戶委託保管及運用其款項業務。
前項第二款業務屬於指定營運範圍或方法之集合管理運用者，證券商應申請設置信託資金集合管理運用帳戶。