Regulations Governing Concurrent Conduct of Trust Business by Securities Investment Trust Enterprises, Securities Investment Consulting Enterprises, and Securities Firms Article 2
In concurrently conducting specific types of trust business pursuant to Paragraph 2, Article 3 of the Act, securities investment trust enterprises (SITEs), securities investment consulting enterprises (SICEs), or securities firms shall observe the provisions of Securities Investment Trust and Consulting Act, Securities and Exchange Act, Trust Act, and other applicable laws and regulations, and in addition, the Act and these Regulations.
中文原文 證券投資信託事業證券投資顧問事業證券商兼營信託業務管理辦法第2條
證券投資信託事業、證券投資顧問事業或證券商依本法第三條第二項規定兼營信託業務之特定項目,除應遵守證券投資信託及顧問法、證券交易法、信託法或其他相關法令外,並應依本法及本辦法有關規定辦理。