Regulations Governing Qualification Requirements and Concurrent Serving Restrictions and Matters for Compliance by the Responsible Persons of Banks Article 3-3
The director or supervisor, or its related person, of a bank who act concurrently as the director or supervisor of other financial institutions as set forth in Paragraph 3 of Article 3-1 will be deemed to have a conflict of interest unless the bank and that financial institutions have the controlling and subordinate relation as defined in the Company Act or such concurrent appointment is allowed under the Act or the Financial Holding Company Act and its regulations.The general manager of a bank or its related person who acts concurrently as the director or supervisor of another bank will be deemed to have a conflict of interest unless the bank and the other bank have the controlling and subordinate relation as defined in the Company Act or such concurrent appointment is allowed under the Act or the Financial Holding Company Act.The term “director” or “supervisor” as used in Paragraph 1 shall have the following meanings:1. A juristic person or the natural person designated by such juristic person to exercise the duties.2. A juristic person or the elected natural person who represents such juristic person.3. An elected natural person who does not represent the government, any juristic person or the representative of a juristic person or the government.The term “related person of the director, supervisor, and general manager” as used in Paragraph 1 and Paragraph 2 shall mean parties related to the same natural person or juristic person, including:1. Parties related to the same natural person :(1) The spouse and direct relatives of that natural person ; or(2) Enterprises in which the natural person and natural persons referred to in the preceding subparagraph hold more than one third (1/3) of their outstanding voting shares or more than one third of their capital, or enterprises or foundations in which the natural person and natural persons referred to in the preceding subparagraph act as their chairman, president or directors representing the majority of directors.2. Parties related to the same juristic person:(1) The chairman of the juristic person and his spouse and direct relatives.(2) Enterprises in which the juristic person and natural persons referred to in the preceding subparagraph hold more than one third (1/3) of their outstanding voting shares or more than one third of their capital, or enterprises or foundations in which the juristic person and natural persons referred to in the preceding subparagraph act as their chairman, president or directors representing the majority of directors.(3) The affiliates of the juristic person. The term "affiliate" shall be defined under Articles 369-1 through 369-3, Articles 369-9 and 369-11 of the Company Act.However, the representative or the natural person act as the director and supervisor of the juristic person designated by the government and the bank, shall not serve as the director, supervisor, or general manager of other banks unless with the approval of the competent authority.If the director, supervisor, and general manager of a bank, or their related person has a conflict of interest set out in Paragraph 1, Paragraph 2, or the preceding Paragraph, the competent authority shall order the bank to make adjustment within a prescribed period of time; the person shall be dismissed when the bank fails to adjust within the time period and without justifiable reason.
中文原文 銀行負責人應具備資格條件兼職限制及應遵行事項準則第3-3條
銀行董（理）事、監察人（監事）本人或其關係人同時擔任第三條之一第三項所列其他金融機構之董（理）事、監察人（監事），推定有利益衝突之情事。
但銀行與其他金融機構屬公司法所稱控制與從屬關係者，或依本法或金融控股公司法令規定兼任者，不在此限。
銀行總經理本人或其關係人同時擔任其他銀行之董（理）事、監察人（監事）或總經理，推定有利益衝突之情事。
但銀行與其他銀行屬公司法所稱控制與從屬關係者，或依本法或金融控股公司法令規定兼任者，不在此限。
第一項所稱董（理）事、監察人（監事）本人，範圍如下：
一、法人及其指定行使職務之自然人。
二、法人及代表法人當選之自然人代表人。
三、非以政府、法人或其代表人當選之自然人。
第一項及第二項所稱董（理）事、監察人（監事）及總經理本人之關係人，指同一自然人或同一法人之關係人，其範圍如下：
一、同一自然人之關係人：
（一）該自然人之配偶及直系血親。
（二）該自然人與前目之人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
二、同一法人之關係人：
（一）該法人之董事長、其配偶及直系血親。
（二）該法人與前目之自然人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
（三）該法人之關係企業。
關係企業適用公司法第三百六十九條之一至第三百六十九條之三、第三百六十九條之九及第三百六十九條之十一規定。
政府及其直接、間接持有百分之百股份之銀行，不適用前四項規定。
但其所指派之法人董（理）事、監察人（監事）代表或代表人，除經主管機關核准外，不得兼任其他金融機構之董（理）事、監察人（監事）或其他銀行之總經理。
銀行董（理）事、監察人（監事）本人及總經理或其關係人，有第一項、第二項或前項利益衝突情事時，主管機關得限期命其調整；無正當理由屆期未調整者，應予解任。
但銀行與其他金融機構屬公司法所稱控制與從屬關係者，或依本法或金融控股公司法令規定兼任者，不在此限。
銀行總經理本人或其關係人同時擔任其他銀行之董（理）事、監察人（監事）或總經理，推定有利益衝突之情事。
但銀行與其他銀行屬公司法所稱控制與從屬關係者，或依本法或金融控股公司法令規定兼任者，不在此限。
第一項所稱董（理）事、監察人（監事）本人，範圍如下：
一、法人及其指定行使職務之自然人。
二、法人及代表法人當選之自然人代表人。
三、非以政府、法人或其代表人當選之自然人。
第一項及第二項所稱董（理）事、監察人（監事）及總經理本人之關係人，指同一自然人或同一法人之關係人，其範圍如下：
一、同一自然人之關係人：
（一）該自然人之配偶及直系血親。
（二）該自然人與前目之人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
二、同一法人之關係人：
（一）該法人之董事長、其配偶及直系血親。
（二）該法人與前目之自然人持有已發行有表決權股份或資本額合計超過三分之一之企業，或擔任董事長、總經理或過半數董事之企業或財團法人。
（三）該法人之關係企業。
關係企業適用公司法第三百六十九條之一至第三百六十九條之三、第三百六十九條之九及第三百六十九條之十一規定。
政府及其直接、間接持有百分之百股份之銀行，不適用前四項規定。
但其所指派之法人董（理）事、監察人（監事）代表或代表人，除經主管機關核准外，不得兼任其他金融機構之董（理）事、監察人（監事）或其他銀行之總經理。
銀行董（理）事、監察人（監事）本人及總經理或其關係人，有第一項、第二項或前項利益衝突情事時，主管機關得限期命其調整；無正當理由屆期未調整者，應予解任。