Regulations Governing the Responsible Persons and Business Staff Members of Bills Houses Article 13-1
Staff members of a bills house shall participate in finance-related pre-service or in-service training given by the Bills Finance Association or an institution recognized by the Bills Finance Association or their employer and receive a passing grade. An associated person of a bills house who takes the job for the first time, or who resumes the job after an absence of two (2) years shall participate in pre-service training within six (6) months after reporting for work. Currently employed staff members shall participate in in-service training during their employment. The duration and hours of training mentioned in the preceding paragraph are as follows: (1) Pre-service training: An associated person who takes the job for the first time, or who resumes the job after an absence of two (2) years shall participate in pre-service training by attending cumulatively at least 12 hours of courses within six (6) months after reporting for work, including at least 3 hours of courses on prevailing laws and regulations, unless the associated person has obtained a certificate of course completion according to Subparagraph 2, Paragraph 1 of Article 13 herein.(2) In-service training: An associated person who manages the businesses provided under Paragraph 1 of Article 3 herein for a bills house shall participate in in-service training during his or her employment by attending cumulatively at least 12 hours of courses once every three years, including at least 3 hours of courses on prevailing laws and regulations. An associated person who performs the business of a bills house provided under Paragraph 1 of Article 3 herein shall participate in in-service training during his or her employment by attending cumulatively at least 18 hours of courses once every three years, including at least 4 hours of courses on prevailing laws and regulations.The hours of training received by an associated person in courses given by the Bills Finance Association or an institution recognized by the Bills Finance Association shall not be less than one half of the required training hours set out in the preceding paragraph.
中文原文 票券商負責人及業務人員管理規則第13-1條
票券商業務人員應參加票券商公會或其認可之機構或業務人員所屬票券商舉辦之金融相關業務專業職前訓練或在職訓練,並取得合格成績。
其中初任及離職滿二年後再任之業務人員,應於到職後半年內參加職前訓練,在職人員應於任職期間參加在職訓練。
前項訓練之期間及時數如下:
(一)職前訓練:初任及離職滿二年再任之業務人員,除已依第十三條第一項第二款規定持有結業證書者外,應於到職後半年內參加職前訓練,累計十二小時以上,其中現行相關法規課程應在三小時以上。
(二)在職訓練:為票券商管理第三條第一項各款業務之人員應於任職期間參加在職訓練,每三年累計十二小時以上,其中現行相關法規課程應在三小時以上;為票券商從事第三條第一項各款業務之人員應於任職期間參加在職訓練,每三年累計十八小時以上,其中現行相關法規課程應在四小時以上。
參加票券商公會或其認可之機構所舉辦之訓練時數不得低於前項應達訓練時數二分之一。
其中初任及離職滿二年後再任之業務人員,應於到職後半年內參加職前訓練,在職人員應於任職期間參加在職訓練。
前項訓練之期間及時數如下:
(一)職前訓練:初任及離職滿二年再任之業務人員,除已依第十三條第一項第二款規定持有結業證書者外,應於到職後半年內參加職前訓練,累計十二小時以上,其中現行相關法規課程應在三小時以上。
(二)在職訓練:為票券商管理第三條第一項各款業務之人員應於任職期間參加在職訓練,每三年累計十二小時以上,其中現行相關法規課程應在三小時以上;為票券商從事第三條第一項各款業務之人員應於任職期間參加在職訓練,每三年累計十八小時以上,其中現行相關法規課程應在四小時以上。
參加票券商公會或其認可之機構所舉辦之訓練時數不得低於前項應達訓練時數二分之一。