The Act Governing Bills Finance Business Article 64

Commission of any of the following acts shall be punishable by a fine of not less than two million New Taiwan Dollars (NT$2,000,000) and not more than twenty million New Taiwan Dollars (NT$20,000,000):1. Violation of Article 16, Paragraph 1 of this Act;2. Violation of Article 19 of this Act;3. Conducting business without the Competent Authority's approval in violation of Article 21, Paragraph 3, of this Act;4. Violation of Article 28, Paragraph 1, of this Act;5. Violation of restrictions imposed by the Competent Authority under Article 30, Paragraph 1, of this Act;6. Violation of the total outstanding amount prescribed by the Competent Authority under Article 31, Paragraph 1 of this Act;7. Violation of the business or financial ratio restrictions or measures prescribed by the Competent Authority under Article 33 of this Act;8. Violation of the ratios, restrictions or measures prescribed by the Competent Authority under Article 41 of this Act;9. Failure to establish an internal control and audit system or diligently maintain such system in accordance with Article 43 of this Act;10. Failure to submit financial statements and reports in accordance with Article 47, Paragraph 1, of this Act; or failure to increase capital within the prescribed period of time, or failure to follow restriction or suspension orders in accordance with Article 47, Paragraph 2.