The Act Governing Bills Finance Business Article 11
Guidelines for qualifications of the responsible person of a Bills House and other guidelines which responsible persons must follow shall be prescribed by the Competent Authority.Neither the responsible person nor any staff member of a Bills House shall accept, under any pretense, commissions, rebates or any other unwarranted benefit from customers, buyers/sellers, guarantors or others.Neither the responsible person nor any staff member of a Bills Finance Company may concurrently hold a position in another Bills Finance Company except in the capacity of a director or supervisor of an invested Bills Finance Company or financial institution owing to an investment relationship and then only with the prior approval of the Competent Authority.
中文原文 票券金融管理法第11條
票券商負責人應具備之資格條件及其他應遵行事項，由主管機關以準則定之。
票券商負責人及職員不得以任何名義，向被保證人、交易對象或其他客戶收受佣金、酬金或其他不當利益。
票券金融公司負責人及職員，不得兼任他票券金融公司或金融機構任何職務。
但因投資關係，並經主管機關核准者，得兼任他票券金融公司或金融機構之董事或監察人。
票券商負責人及職員不得以任何名義，向被保證人、交易對象或其他客戶收受佣金、酬金或其他不當利益。
票券金融公司負責人及職員，不得兼任他票券金融公司或金融機構任何職務。
但因投資關係，並經主管機關核准者，得兼任他票券金融公司或金融機構之董事或監察人。