Regulations Governing the Trading of Financial Derivatives by Bills Finance Companies Article 5
The board of directors of a bills finance company shall approve the company’s important policies and procedures for trading financial derivatives and related risk management, and review the same at least once every year. The board of directors shall also appoint a senior manager of the company to take charge of the management of financial derivatives business according to the following principles:1. Ensuring the implementation of the financial derivatives trading procedure, and periodically evaluating its suitability;2. Designating financial derivatives trading personnel and their authorization limits; and3. Overseeing the profit (loss) situation of trading, and immediately reporting to the board of directors if irregularity arises.
中文原文 票券金融公司從事衍生性金融商品交易管理辦法第5條
票券金融公司董事會應核定衍生性金融商品交易與風險管理之重要政策及程序，至少每年檢討一次；並指定高階管理人員依下列原則，負責管理衍生性金融商品交易：
一、確保衍生性金融商品交易處理程序之執行，並定期評估其妥適性。
二、指定從事衍生性金融商品交易之交易人員及其授權額度。
三、監督交易損益情形，有異常時，應即向董事會報告。
一、確保衍生性金融商品交易處理程序之執行，並定期評估其妥適性。
二、指定從事衍生性金融商品交易之交易人員及其授權額度。
三、監督交易損益情形，有異常時，應即向董事會報告。