Regulations Governing Securities Investment of Credit Cooperatives Article 9
A credit cooperative may not invest in the corporate bonds, short-term bills, beneficiary certificates of securities investment trust funds, and stocks issued by a company in which the cooperative's responsible personacts asitsdirector, supervisor or manager, with exceptions to the following:1. Financial bonds(including subordinated financial bonds).2. Corporate bonds guaranteed by a bank.3. Short-term billsguaranteed or accepted by other financial institutionsand underwritten or traded by other bills finance companies.4. Negotiable certificates of deposit issued by a bank.5. Beneficial securities and asset-backed securities with a term of less than one year.The phrase "the cooperative's responsible personactsas itsdirector, supervisor or manager" depicted in the preceding paragraph does not include the situation where the responsible personof the credit cooperative is assigned to the position due to an investment relationship.The term "responsible personof the credit cooperative" depicted in Paragraph 1 hereof means its director, supervisor, president (general manager), vice president (deputy general manager), assistant vice president (assistant general manager)manager or a person holding a comparable position.
中文原文 信用合作社投資有價證券辦法第9條
信用合作社不得投資該社負責人擔任董事、監察人或經理人之公司所發行之公司債、短期票券、證券投資信託基金受益憑證及股票。
但投資下列有價證券不在此限：
一、金融債券（含次順位金融債券）。
二、經銀行保證之公司債。
三、經其他金融機構保證或承兌之短期票券且經其他票券商承銷或買賣者。
四、銀行發行之可轉讓定期存單。
五、發行期限在一年以內之受益證券及資產基礎證券。
前項所稱信用合作社負責人擔任董事、監察人或經理人，不包括信用合作社因投資關係而指派兼任者。
第一項所稱信用合作社負責人，指理事、監事、總經理、副總經理、協理、經理或與其職責相當之人。
但投資下列有價證券不在此限：
一、金融債券（含次順位金融債券）。
二、經銀行保證之公司債。
三、經其他金融機構保證或承兌之短期票券且經其他票券商承銷或買賣者。
四、銀行發行之可轉讓定期存單。
五、發行期限在一年以內之受益證券及資產基礎證券。
前項所稱信用合作社負責人擔任董事、監察人或經理人，不包括信用合作社因投資關係而指派兼任者。
第一項所稱信用合作社負責人，指理事、監事、總經理、副總經理、協理、經理或與其職責相當之人。