Regulations Governing Institutions Engaging In Credit Card Business Article 36

A specialized credit card business institution shall report to the Competent Authority for prior approval of any of the following matters:1. Change in articles of incorporation.2. Change in total capital.3. Change in business place.4. Transferring all or an essential part of business or assets to others.5. Assuming all or an essential part of business or assets of others.6. Other matters requiring prior approval as provided by the Competent Authority.For matters described in Subparagraph 4 or 5 of the preceding paragraph, the designated transferor and transferee credit card business institutions shall make joint application to the Competent Authority for approval.If a specialized credit card business institution has any of the following events, it shall report such event(s) to the competent authority together with information relating thereto:1. Transfer of equity involving more than 10 percent of its stocks.2. The dishonoring of negotiable instruments due to insufficient deposit, being denied service by banks, or other events that result in the loss of good credit standing.3. Being involved in litigation, non-litigious proceeding, administrative disposition, or administrative lawsuit which has a significant impact on the financial status or business of the company.4. Entering into, modifying, or terminating any contract for lease of the company's business in whole, or for business outsourcing, or for regular joint operation with others.5. Major loss has occurred or is foreseeable.6. Material changes in business policies.7. Other material events that are sufficient to affect operation of the company or shareholders' interests.
中文原文 信用卡業務機構管理辦法第36條
專營信用卡業務機構有下列情事之一者,應先報經主管機關核准:
一、變更公司章程。
二、變更資本總額。
三、變更機構營業處所。
四、讓與全部或主要部分之營業或財產。
五、受讓他人全部或主要部分之營業或財產。
六、其他經主管機關規定應經核准之事項。
前項第四款及第五款情事應由擬讓與及受讓之信用卡業務機構共同向主管機關申請許可。
專營信用卡業務機構有下列情事之一者,應立即檢具事由及資料向主管機關申報:
一、發生百分之十以上之股權移轉。
二、存款不足之退票、拒絕往來或其他喪失債信情事者。
三、因訴訟、非訟、行政處分或行政爭訟事件,對公司財務或業務有重大影響者。
四、締結、變更或終止關於出租全部營業,委託經營或與或他人經常共同經營之契約者。
五、發生或可預見之重大虧損案件。
六、重大營運政策之改變。
七、其他足以影響營運或股東權益之重大情事者。

English translation for reference only; the Chinese text prevails. Not legal advice.