Approval Standards for Financial Institutions Applying to Participate in Deposit Insurance Article 4
Financial institutions that apply to participate in deposit insurance (hereinafter referred to as "applying institutions") shall submit the following listed documents to the CDIC for review:1. The application to be insured.2. A copy of certificate of incorporation approved by the competent authority or the competent authority of the agricultural finance.3. A business plan.4. The Board of Director (BOD) Meeting’s minutes where the application for participation in deposit insurance was approved by the BOD.5. The balance sheet and income statement for the end of the month prior to the date of application (the credit departments of farmers' and fishermen's associations shall also attach information for the whole of the association). If the financial data stated in the Subparagraph 1~4, Paragraph 1 of the Article 5 and the CPA-audited financial statements for the most recent year are available, then these shall also be provided.6. Internal control system, risk management system (including the control of liquidity and information security) and internal audit system.7. The corporate (institutional) governance system.8. Background information on the directors, supervisors, chief executive officers (general manager), and heads of credit departments.9. The information disclosure plan on participation in deposit insurance and on whether financial products offered are covered under the deposit insurance mechanism.10. Other documents or information that the CDIC requests to be provided.If the records in relation to the written documentation referred to in the previous Paragraph are incomplete or inadequate, the CDIC shall inform the applicant of the time period within which the insufficient information needs to be submitted.
中文原文 金融機構申請參加存款保險審核標準第4條
申請參加存款保險之金融機構（以下簡稱申請機構）應檢送下列書表文件供存保公司承保審核：
一、要保申請書。
二、主管機關或農業金融中央主管機關核准設立許可文件影本。
三、營業計畫書。
四、董（理）事會通過申請加入存款保險之會議紀錄。
五、申請日上一月底止資產負債表及損益表（農會漁會信用部應併檢附全會資料）。
如有第五條第一項第一款至第四款之相關財務資料及最近年度經會計師查核簽證之財務報告者應併予提供。
六、內部控制制度、風險管理制度（含流動性及資訊安全之控管）及內部稽核制度。
七、公司（機構）治理制度。
八、董（理）事、監察人（監事）、總經理（總幹事）、信用部主任基本資料。
九、對加入存款保險及金融商品有無受存款保險保障之資訊揭露計畫。
十、其他經存保公司要求應提出之文件或資料。
前項書表文件之記載事項如有不完備或不充分者，存保公司應通知其限期補正。
一、要保申請書。
二、主管機關或農業金融中央主管機關核准設立許可文件影本。
三、營業計畫書。
四、董（理）事會通過申請加入存款保險之會議紀錄。
五、申請日上一月底止資產負債表及損益表（農會漁會信用部應併檢附全會資料）。
如有第五條第一項第一款至第四款之相關財務資料及最近年度經會計師查核簽證之財務報告者應併予提供。
六、內部控制制度、風險管理制度（含流動性及資訊安全之控管）及內部稽核制度。
七、公司（機構）治理制度。
八、董（理）事、監察人（監事）、總經理（總幹事）、信用部主任基本資料。
九、對加入存款保險及金融商品有無受存款保險保障之資訊揭露計畫。
十、其他經存保公司要求應提出之文件或資料。
前項書表文件之記載事項如有不完備或不充分者，存保公司應通知其限期補正。