Regulations Governing the Investing Activities of a Financial Holding Company Article 11
Once an investment was permitted by the competent authorities and has been completed by a financial holding company, if the board of directors of the company decide to transfer the shareholding of the investee enterprise or dissolve the investee enterprise, the company should provide the following documents to the competent authorities for future reference within ten days after the decision was made:1. Minutes of the board of the directors. If the minutes must be submitted to the shareholders’ general meeting, the minutes of the shareholders’ general meeting must be provided within ten days after the shareholders’ resolution is made.2. A financial holding company should provide the explanation of the reasonableness of the price and the income analysis of the transferred shares of the investee enterprise, and the report should include the forms and documents prescribed in Article 10 of the "Regulations Governing the Acquisition and Disposal of Assets by Public Companies".3. The impact on the capital adequacy of the financial holding company group.4. For the subsidiary companies that engage in joint marketing activities in accordance with Article 43 of the Act, the handling measures for the customer information for the subsidiary companies involved in the joint marketing activities.
中文原文 金融控股公司投資管理辦法第11條
金融控股公司經主管機關核准投資並執行完成者，董事會決議通過轉讓被投資事業之持股，或解散被投資事業時，應於十日內檢具下列書件函報主管機關備查：
一、董事會會議紀錄。
須提報股東會者，應於股東會決議後十日內補具股東會會議紀錄。
二、金融控股公司轉讓被投資事業股份之價格合理性說明及損益分析，並應包括「公開發行公司取得或處分資產處理準則」第十條規定之報表及文件。
三、對金融控股公司集團資本適足率之影響。
四、依本法第四十三條進行子公司間共同行銷者，對參與共同行銷子公司客戶資料之處理措施。
一、董事會會議紀錄。
須提報股東會者，應於股東會決議後十日內補具股東會會議紀錄。
二、金融控股公司轉讓被投資事業股份之價格合理性說明及損益分析，並應包括「公開發行公司取得或處分資產處理準則」第十條規定之報表及文件。
三、對金融控股公司集團資本適足率之影響。
四、依本法第四十三條進行子公司間共同行銷者，對參與共同行銷子公司客戶資料之處理措施。