Regulations of Investment Ceilings and Guidelines Governing Financial Holding Company’s Venture Capital Subsidiaries Investing in Non-financial Enterprises Not Listed on Taiwan Stock Exchange or Taipei Exchange Article 5

When a non-TWSE or non- TPEx listed company invested by a venture capital subsidiary of a financial holding company in accordance with Article 2 herein is subsequently listed on TWSE or TPEx , the investment shall be subject to the restriction of total combined shareholding being limited to fifteen percent (15%) set forth in Paragraph 5, Article 37 of the Act. If the restriction is not met, the financial holding company shall make adjustment within two (2) years from the record date on which the invested enterprise is listed on TWSE or TPEx. If necessary, the financial holding company may apply for an extension of the deadline once for a period of up to one year.