Regulations Governing The Establishment Criteria and Administration of The Industrial Bank Article 20
With respect to the establishment of an industrial bank, a promoter(s) shall, within the period prescribed by the Commission, submit four copies of each of the following documents to the Commission for an application for establishment permit of the bank. The Commission will not accept the application after the prescribed period expires. 1.Application form for establishment permit of an industrial bank.2.Business plan: It shall specify the scope of the business, the principles and the policies of the business, the methods of performing the business specifically (including facilities, division of labor in an internal organization, solicitation and training of staff, business development plan and financial forecast for the next three years). 3.Name list of promoters and evidential documents.4.Minutes of promoters' meetings.5.Promoters' written declaration, declaring that the promoters do not have any of the circumstances listed in Article 3 of the Regulations Governing Qualification Requirements for Responsible Persons of Banks.6.Evidence as regards the situation that a promoter(s) has, pursuant to Paragraph 1 of Article 22, deposited at least NT$ 4 billion for the payment of shares.7.Description of promoters' fund source.8.Articles of public offering.9.Evidence of professional qualification of a general manager, a deputy general manager and an assistant vice president.10.Constitution of the industrial bank.11.Review comments from certified public accountants and lawyers.12.Other documents required by the Commission.The items that are to be specified in the documents mentioned in the preceding Paragraph are to be handled pursuant to the provision of the Commission. If the items submitted to the Commission are incomplete or are not fully disclosed, and such a circumstance can be corrected, the Commission will order the documents to be corrected within the period prescribed by it; if the correction of these documents is not handled within the said period of time, the Commission will reject the application for establishment permit of an industrial bank. However, in the event that the foresaid circumstance cannot be corrected, the application will be rejected straight away.
中文原文 工業銀行設立及管理辦法第20條
工業銀行之設立，發起人應於本會規定期限內檢具下列書件各四份，向本會申請設立許可，逾期不予受理：
一、工業銀行設立許可申請書。
二、營業計畫書：載明業務之範圍、業務之原則與方針及具體執行之方法（包括場所設施、內部組織分工、人員招募培訓、業務發展計畫及未來三年財務預測）。
三、發起人名冊及證明文件。
四、發起人會議紀錄。
五、發起人無銀行負責人應具備資格條件準則第三條所列情事之書面聲明。
六、發起人已依第二十二條第一項規定存入股款至少新台幣四十億元之證明。
七、發起人之資金來源說明。
八、招股章程。
九、總經理、副總經理、協理之資格證明。
十、工業銀行章程。
十一、會計師及律師之審查意見。
十二、其他經本會規定應提出之文件。
前項書件之記載事項應依本會規定辦理，如有不完備或不充分，其情形可補正，經本會限期補正而未辦理者，駁回其申請；其情形不可補正者，逕予駁回其申請。
一、工業銀行設立許可申請書。
二、營業計畫書：載明業務之範圍、業務之原則與方針及具體執行之方法（包括場所設施、內部組織分工、人員招募培訓、業務發展計畫及未來三年財務預測）。
三、發起人名冊及證明文件。
四、發起人會議紀錄。
五、發起人無銀行負責人應具備資格條件準則第三條所列情事之書面聲明。
六、發起人已依第二十二條第一項規定存入股款至少新台幣四十億元之證明。
七、發起人之資金來源說明。
八、招股章程。
九、總經理、副總經理、協理之資格證明。
十、工業銀行章程。
十一、會計師及律師之審查意見。
十二、其他經本會規定應提出之文件。
前項書件之記載事項應依本會規定辦理，如有不完備或不充分，其情形可補正，經本會限期補正而未辦理者，駁回其申請；其情形不可補正者，逕予駁回其申請。